Authorised Firms

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Company name License Number Status of the license License issue date: Ordered activities Details
Movchan Management Ltd. AFSA-A-LA-2021-0009 active 05-04-2021 Managing Investments;Managing a Collective Investment Scheme;Advising on Investments;Arranging Deals in Investments show more
Stonehedge Vitis Capital LLP AFSA-A-LA-2021-0005 active 02-03-2021 Managing a Collective Investment Scheme;Advising on Investments;Arranging Deals in Investments (Shares;Debentures;Warrants;Certificates;Structured products;Futures;Contracts for Differences;Options;Rights to or interests in Investments;Units in a Collective Investment Scheme) show more
Partner Finance Limited AFSA-A-LA-2020-0042 active 25-11-2020 Managing Investments;Advising on Investments;Arranging Deals in Investments show more
Qanat Invest Limited AFSA-A-LA-2020-0033 active 10-09-2020 Advising on Investments;Arranging Deals in Investments;Managing a Collective Investment Scheme in respect of Exempt Funds;Dealing in Investments as Agent;Dealing in Investments as Principal (Shares;Debentures;Warrants;Certificates;Structured products;Futures;Contracts for Differences;Options;Rights to or interests in Investments;Units in a Collective Investment Scheme;Sukuk;Credit Facility) show more
Freedom Finance Global PLC AFSA-A-LA-2020-0019 active 20-05-2020 Dealing in Investments as Principal;Dealing in Investments as Agent;Managing Investments;Managing a Collective Investment Scheme;Advising on Investments;Arranging Deals in Investments;Providing Custody;Arranging Custody (Shares;Debentures;Rights to or interests in Investments;Units in a Collective Investment Scheme) show more
Alpha State Management Ltd. AFSA-A-LA-2020-0017 active 15-05-2020 Managing Investments;Managing a Collective Investment Scheme;Advising on Investments;Arranging Deals in Investments show more
Quantum Capital Ltd. AFSA-A-LA-2020-0005 active 07-02-2020 Managing Investments;Advising on Investments;Arranging Deals in Investments;Managing a Collective Investment Scheme in respect of Exempt Funds (Units in a Collective Investment Scheme) show more
“Tengri Partners Investment Banking (Kazakhstan)” JSC doing business in the AIFC as “Tengri Partners Investment Banking (AIFC)” AFSA-A-LA-2020-0002 active 21-01-2020 Dealing in Investments as Principal;Dealing in Investments as Agent;Advising on Investments;Arranging Deals in Investments show more
SMART CAPITAL MANAGEMENT Limited AFSA-A-LA-2019-0061 active 19-12-2019 Advising on Investments;Arranging Deals in Investments;Managing Investments;Managing a Collective Investment Scheme in respect of Exempt Funds show more
China Construction Bank Corporation doing business in the AIFC as China Construction Bank Corporation Astana Branch AFSA-A-LA-2019-0007 active 28-03-2019 Dealing in Investments as Principal;Dealing in Investments as Agent;Arranging Custody;Advising on Investments;Arranging Deals in Investments;Accepting Deposits;Providing Credit;Advising on a Credit Facility;Arranging a Credit Facility;Providing Money Services;Providing Custody show more
Branch of SkyBridge Invest JSC in the AIFC 112018-012 active 21-11-2018 Dealing in Investments as Principal;Dealing in Investments as Agent;Managing Investments;Managing a Collective Investment Scheme;Advising on Investments;Arranging Deals in Investments show more
Subsidiary Organization of Halyk Bank of Kazakhstan "Halyk Finance" JSC doing business in the AIFC as Halyk Finance Astana 112018-008 active 07-11-2018 Dealing in Investments as Principal;Dealing in Investments as Agent;Managing Investments;Advising on Investments;Arranging Deals in Investments;Managing a Collective Investment Scheme show more
Atrey Capital Ltd. AFSA-A-LA-2026-0009 pending approval 22-05-2026 Managing a Collective Investment Scheme in respect of Exempt Funds;Advising on Investments;Arranging Deals in Investments (Shares;Debentures;Warrants;Certificates;Structured products;Futures;Contracts for Differences;Options;Rights to or interests in Investments;Units in a Collective Investment Scheme) show more
United Global Securities Ltd. AFSA-A-LA-2021-0022 suspended 16-08-2021 Advising on Investments;Arranging Deals in Investments show more
Kantai Securities Limited AFSA-A-LA-2021-0003 suspended 09-02-2021 Advising on Investments;Arranging Deals in Investments show more
Horizon Capital Ltd. AFSA-A-LA-2022-0024 withdrawn 18-11-2022 Advising on Investments;Arranging Deals in Investments;Advising on a Credit Facility;Arranging a Credit Facility show more
EA Group Finance Ltd. AFSA-A-LA-2020-0037 withdrawn 13-10-2020 Managing Investments;Advising on Investments;Arranging Deals in Investments show more