| Qanat Invest Limited |
AFSA-A-LA-2020-0033 |
active |
10-09-2020 |
Advising on Investments;Arranging Deals in Investments;Managing a Collective Investment Scheme in respect of Exempt Funds;Dealing in Investments as Agent;Dealing in Investments as Principal (Shares;Debentures;Warrants;Certificates;Structured products;Futures;Contracts for Differences;Options;Rights to or interests in Investments;Units in a Collective Investment Scheme;Sukuk;Credit Facility) |
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| Freedom Finance Global PLC |
AFSA-A-LA-2020-0019 |
active |
20-05-2020 |
Dealing in Investments as Principal;Dealing in Investments as Agent;Managing Investments;Managing a Collective Investment Scheme;Advising on Investments;Arranging Deals in Investments;Providing Custody;Arranging Custody (Shares;Debentures;Rights to or interests in Investments;Units in a Collective Investment Scheme) |
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| Alpha State Management Ltd. |
AFSA-A-LA-2020-0017 |
active |
15-05-2020 |
Arranging Deals in Investments;Advising on Investments;Managing a Collective Investment Scheme;Managing Investments |
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| Quantum Capital Ltd. |
AFSA-A-LA-2020-0005 |
active |
07-02-2020 |
Managing Investments;Advising on Investments;Arranging Deals in Investments;Managing a Collective Investment Scheme in respect of Exempt Funds (Units in a Collective Investment Scheme) |
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| “Tengri Partners Investment Banking (Kazakhstan)” JSC doing business in the AIFC as “Tengri Partners Investment Banking (AIFC)” |
AFSA-A-LA-2020-0002 |
active |
21-01-2020 |
Dealing in Investments as Principal;Dealing in Investments as Agent;Advising on Investments;Arranging Deals in Investments |
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| SMART CAPITAL MANAGEMENT Limited |
AFSA-A-LA-2019-0061 |
active |
19-12-2019 |
Advising on Investments;Arranging Deals in Investments;Managing Investments;Managing a Collective Investment Scheme in respect of Exempt Funds |
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| China Construction Bank Corporation doing business in the AIFC as China Construction Bank Corporation Astana Branch |
AFSA-A-LA-2019-0007 |
active |
28-03-2019 |
Dealing in Investments as Principal;Dealing in Investments as Agent;Arranging Custody;Advising on Investments;Arranging Deals in Investments;Accepting Deposits;Providing Credit;Advising on a Credit Facility;Arranging a Credit Facility;Providing Money Services;Providing Custody |
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| Branch of SkyBridge Invest JSC in the AIFC |
112018-012 |
active |
21-11-2018 |
Dealing in Investments as Principal;Dealing in Investments as Agent;Managing Investments;Managing a Collective Investment Scheme;Advising on Investments;Arranging Deals in Investments |
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| Subsidiary Organization of Halyk Bank of Kazakhstan "Halyk Finance" JSC doing business in the AIFC as Halyk Finance Astana |
112018-008 |
active |
07-11-2018 |
Dealing in Investments as Principal;Dealing in Investments as Agent;Managing Investments;Advising on Investments;Arranging Deals in Investments;Managing a Collective Investment Scheme |
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| Arystan Wealth Ltd. |
AFSA-A-LA-2026-0006 |
pending approval |
31-03-2026 |
Advising on Investments;Arranging Deals in Investments (Shares;Debentures;Warrants;Certificates;Structured products;Futures;Contracts for Differences;Options;Rights to or interests in Investments;Units in a Collective Investment Scheme) |
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| Aman Invest Ltd. |
AFSA-A-LA-2026-0003 |
pending approval |
20-02-2026 |
Advising on Investments;Arranging Deals in Investments (Shares;Debentures;Structured products;Futures;Contracts for Differences;Options;Units in a Collective Investment Scheme) |
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| Venera Capital Ltd. |
AFSA-A-LA-2026-0002 |
pending approval |
16-02-2026 |
Advising on Investments;Arranging Deals in Investments;Managing a Collective Investment Scheme in respect of Exempt Funds (Shares;Debentures;Certificates;Structured products;Futures;Options;Units in a Collective Investment Scheme;Environmental Instrument) |
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| ASPAN PRIME CAPITAL Ltd. |
AFSA-A-LA-2024-0003 |
suspended by participant |
23-01-2024 |
Advising on Investments;Arranging Deals in Investments |
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| Horizon Capital Ltd. |
AFSA-A-LA-2022-0024 |
suspended by participant |
18-11-2022 |
Advising on Investments;Arranging Deals in Investments;Advising on a Credit Facility;Arranging a Credit Facility |
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