| Subject of regulation | Licence Number | Licence active since: | Licence not active since: | Status | Activities/Services | Description | Comments | Regulated Activities | 112018-008 | 07-11-2018 | active |
-Dealing in Investments as Principal
-Dealing in Investments as Agent -Managing Investments -Advising on Investments -Arranging Deals in Investments -Managing a Collective Investment Scheme |
Managing a Collective Investment Scheme since 04-03-2019 |
|---|
| Name | Role | Status | Approval Effective date | Approval Expiration date | |
|---|---|---|---|---|---|
| Vitaliy Khon | Compliance Officer | Active | 04-10-2023 | ||
| Bayan Seidakhmetova | Finance Officer | Active | 21-07-2022 | ||
| Dinara Assambayeva | Senior Executive Officer | Active | 07-11-2018 | ||
| Raushan Tundybayeva | Compliance Officer | Former | 07-11-2018 | 04-10-2023 | |
| Madina Ayukhanova | Finance Officer | Former | 18-02-2021 | 21-07-2022 | |
| Laura Suleimenova | Finance Officer | Former | 29-12-2019 | 18-02-2021 |