| Subject of regulation | Licence Number | Licence active since: | Licence not active since: | Status | Activities/Services | Description | Comments | Regulated Activities | AFSA-A-LA-2020-0033 | 10-09-2020 | active |
-Advising on Investments
-Arranging Deals in Investments -Managing a Collective Investment Scheme in respect of Exempt Funds -Dealing in Investments as Agent |
- Shares - Debentures - Warrants - Certificates - Structured products - Futures - Contracts for Differences - Options - Rights to or interests in Investments - Units in a Collective Investment Scheme - Sukuk - Credit Facility |
a) Managing a Collective Investment Scheme in relation to Exempt Funds with the Investment type of Units in a Collective Investment Scheme |
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| Name | Role | Status | Approval Effective date | Approval Expiration date | |
|---|---|---|---|---|---|
| Dmitriy Tsoy | Anti Money Laundering Officer | Active | 14-02-2024 | ||
| AIBEK KUNAYEV | Senior Executive Officer | Active | 23-10-2023 | ||
| TOGZHAN ABISHEVA | Director | Active | 23-10-2023 | ||
| AIBEK KUNAYEV | Director | Active | 23-10-2023 | ||
| BAKHYTZHAN KAPYSHEV | Director | Active | 23-10-2023 | ||
| Syrzhan Nogaibayev | Compliance Officer | Active | 14-07-2023 | ||
| Igor Li | Finance Officer | Active | 01-06-2022 | ||
| Kirill Upatov | Director | Former | 01-06-2022 | 23-10-2023 | |
| Alexander Yanovskiy | Director | Former | 01-06-2022 | 23-10-2023 | |
| Rakhat Mukhtarov | Senior Executive Officer | Former | 20-12-2021 | 23-10-2023 | |
| OLEG ZHELEZKO | Director | Former | 10-09-2020 | 23-10-2023 | |
| DANIYAR KONIRKULZHAYEV | Compliance Officer | Former | 01-06-2022 | 14-07-2023 | |
| Aleksandr Osipov | Finance Officer | Former | 10-09-2020 | 01-06-2022 | |
| Gleb Yakovlev | Director | Former | 10-09-2020 | 01-06-2022 | |
| Nikita Poltavskis | Compliance Officer | Former | 10-09-2020 | 01-06-2022 | |
| ASLAN SULTANOV | Senior Executive Officer | Former | 09-11-2020 | 20-12-2021 | |
| Nikolay Dontsov | Director | Former | 10-09-2020 | 20-12-2021 | |
| Dimash Omаrоv | Senior Executive Officer | Former | 10-09-2020 | 09-11-2020 |