| Subject of regulation | Licence Number | Licence active since: | Licence not active since: | Status | Activities/Services | Description | Comments | Regulated Activities | AFSA-A-LA-2025-0007 | 11-02-2025 | active |
-Dealing in Investments as Principal
-Dealing in Investments as Agent -Managing a Collective Investment Scheme |
- Shares - Debentures - Warrants - Certificates - Structured products - Futures - Contracts for Differences - Options - Rights to or interests in Investments - Units in a Collective Investment Scheme |
- Dealing in Investments as Principal (on a matched principal basis); - with permission to carry on the Regulated Activities with Structured Products, Options, Futures and Contracts for Differences for Professional Clients and Market Counterparties only; - Additionally products include Environmental Instrument. |
|---|
| Name | Role | Status | Approval Effective date | Approval Expiration date | |
|---|---|---|---|---|---|
| OLGA MEDRISH | Senior Executive Officer | Active | 11-02-2025 | ||
| OLGA MEDRISH | Director | Active | 11-02-2025 | ||
| AINUR ARENOVA | Finance Officer | Active | 11-02-2025 | ||
| Adilbek Tamabayev | Compliance Officer | Active | 11-02-2025 | ||
| Ruslan Bakhytzhanov | Money Laundering Reporting Officer | Active | 11-02-2025 | ||
| AZAT OTEPBAY | Director | Active | 11-02-2025 | ||
| ALEXANDER ROY | Director | Active | 11-02-2025 |