| Subject of regulation | Licence Number | Licence active since: | Licence not active since: | Status | Activities/Services | Description | Comments | Regulated Activities | AFSA-A-LA-2024-0032 | 23-10-2024 | active |
-Dealing in Investments as Principal
-Dealing in Investments as Agent -Managing Investments -Advising on Investments -Arranging Deals in Investments -Managing a Collective Investment Scheme in respect of Exempt Funds |
- Shares - Debentures - Structured products - Units in a Collective Investment Scheme |
Dealing in Investments as Principal (on a matched basis), with permission to carry on the Regulated Activity with Structured products for Professional Clients and Market Counterparties only. |
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| Name | Role | Status | Approval Effective date | Approval Expiration date | |
|---|---|---|---|---|---|
| YERBOL KUANDYKOV | Senior Executive Officer | Active | 23-10-2024 | ||
| YERBOL KUANDYKOV | Director | Active | 23-10-2024 | ||
| DANIYAR NURMANOV | Finance Officer | Active | 23-10-2024 | ||
| DANIYAR NURMANOV | Director | Active | 23-10-2024 | ||
| DAULET ZHAKISHEV | Director | Active | 23-10-2024 | ||
| DANIYAR KONIRKULZHAYEV | Money Laundering Reporting Officer | Active | 23-10-2024 | ||
| DANIYAR KONIRKULZHAYEV | Compliance Officer | Active | 23-10-2024 |