| Subject of regulation | Licence Number | Licence active since: | Licence not active since: | Status | Activities/Services | Description | Comments | Regulated Activities | AFSA-A-LA-2024-0030 | 02-10-2024 | active |
-Dealing in Investments as Principal
-Dealing in Investments as Agent -Managing Investments -Managing a Collective Investment Scheme in respect of Exempt Funds |
- Shares - Debentures - Certificates - Structured products - Options - Rights to or interests in Investments - Units in a Collective Investment Scheme |
Dealing in Investments as Principal (on a matched basis) |
|---|
| Name | Role | Status | Approval Effective date | Approval Expiration date | |
|---|---|---|---|---|---|
| ALEXANDR DRONIN | Senior Executive Officer | Active | 02-10-2024 | ||
| ALEXANDR DRONIN | Director | Active | 02-10-2024 | ||
| MAXAT ALZHANOV | Director | Active | 02-10-2024 | ||
| TANGULI BAIGAMYTOVA | Director | Active | 02-10-2024 | ||
| AISULU KUATOVA | Finance Officer | Active | 02-10-2024 | ||
| AISULU KUATOVA | Director | Active | 02-10-2024 | ||
| Vladimir Ten | Compliance Officer | Active | 02-10-2024 | ||
| Vladimir Ten | Money Laundering Reporting Officer | Active | 02-10-2024 |