| Subject of regulation | Licence Number | Licence active since: | Licence not active since: | Status | Activities/Services | Description | Comments | Regulated Activities | AFSA-A-LA-2024-0024 | 23-08-2024 | active |
-Dealing in Investments as Principal
-Managing a Collective Investment Scheme -Providing Fund Administration |
- Shares - Debentures - Warrants - Certificates - Structured products - Futures - Contracts for Differences - Options - Rights to or interests in Investments - Units in a Collective Investment Scheme |
with permission to carry on the Regulated Activity with Structured Products, Options, Futures and Contracts for Differences for Professional Clients only |
|---|
| Name | Role | Status | Approval Effective date | Approval Expiration date | |
|---|---|---|---|---|---|
| DAULET ZHAKISHEV | Finance Officer | Active | 23-08-2024 | ||
| DAULET ZHAKISHEV | Director | Active | 23-08-2024 | ||
| Kuan Telman | Compliance Officer | Active | 23-08-2024 | ||
| Aruzhan Kerimbay | Money Laundering Reporting Officer | Active | 23-08-2024 | ||
| ALEXANDR KULIKOV | Senior Executive Officer | Active | 23-08-2024 | ||
| GULNARA YESMUKASHEVA | Director | Active | 23-08-2024 | ||
| Nurlan Amirzhanov | Director | Active | 23-08-2024 |