| Subject of regulation | Licence Number | Licence active since: | Licence not active since: | Status | Activities/Services | Description | Comments | Regulated Activities | AFSA-A-LA-2023-0016 | 01-12-2023 | active |
-Managing Investments
-Advising on Investments -Arranging Deals in Investments -Dealing in Investments as Agent -Managing a Collective Investment Scheme -Dealing in Investments as Principal (on a matched basis) |
- Shares - Debentures - Warrants - Certificates - Structured products - Futures - Contracts for Differences - Options - Rights to or interests in Investments - Units in a Collective Investment Scheme |
|---|
| Name | Role | Status | Approval Effective date | Approval Expiration date | |
|---|---|---|---|---|---|
| Rustem Nazimanov | Director | Active | 28-01-2026 | ||
| Rustem Nazimanov | Senior Executive Officer | Active | 28-01-2026 | ||
| Dauren Adilkhan | Compliance Officer | Active | 18-07-2025 | ||
| Roman Safaryants | Finance Officer | Active | 01-12-2023 | ||
| Roman Safaryants | Director | Active | 01-12-2023 | ||
| Irik Nazimanov | Director | Active | 01-12-2023 | ||
| RUSTAM DUSPAYEV | Senior Executive Officer | Former | 30-07-2024 | 28-01-2026 | |
| RUSTAM DUSPAYEV | Director | Former | 30-07-2024 | 28-01-2026 | |
| Marzhan Amirzhanova | Compliance Officer | Former | 30-09-2024 | 18-07-2025 | |
| NATALYA KLOCHKOVA | Compliance Officer | Former | 01-12-2023 | 30-09-2024 | |
| Mikhail Zhukovskii | Director | Former | 01-12-2023 | 30-07-2024 | |
| Mikhail Zhukovskii | Senior Executive Officer | Former | 01-12-2023 | 30-07-2024 |