| Subject of regulation | Licence Number | Licence active since: | Licence not active since: | Status | Activities/Services | Description | Comments | Regulated Activities | AFSA-A-LA-2023-0008 | 02-08-2023 | active | 
                
                    
                        -Managing Investments
                         -Managing a Collective Investment Scheme  | 
            
                
                
                    
                        - Shares  - Debentures - Futures - Options - Units in a Collective Investment Scheme  | 
            
                Managing Investments with a scope of authorisation restricted to the specified Financial Products without permission to carry on RA with Options and Futures for Retail Clients from 02.08.2023      Managing a Collective Investment Scheme with permission to operate an Islamic Window for managing Islamic Funds from 21.10.2024  | 
        
    
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| Name | Role | Status | Approval Effective date | Approval Expiration date | |
|---|---|---|---|---|---|
| Rustem Achsheulov | Director | Active | 25-12-2024 | ||
| ALGAZY SEKENOV | Finance Officer | Active | 25-12-2024 | ||
| Zhanna Seisaparova | Compliance Officer | Active | 26-01-2024 | ||
| Nurlan Ashimov | Senior Executive Officer | Active | 02-08-2023 | ||
| Nurlan Ashimov | Director | Active | 02-08-2023 | ||
| ALGAZY SEKENOV | Director | Active | 02-08-2023 | ||
| Alexey Gil | Director | Former | 16-05-2024 | 25-12-2024 | |
| Alexey Gil | Finance Officer | Former | 16-05-2024 | 25-12-2024 | |
| Assem Orazgaliyeva | Director | Former | 02-08-2023 | 16-05-2024 | |
| Assem Orazgaliyeva | Finance Officer | Former | 02-08-2023 | 16-05-2024 | |
| Zhanat Alimkulova | Compliance Officer | Former | 02-08-2023 | 26-01-2024 |