| Subject of regulation | Licence Number | Licence active since: | Licence not active since: | Status | Activities/Services | Description | Comments | Regulated Activities | AFSA-A-LA-2023-0001 | 13-01-2023 | active |
-Dealing in Investments as Principal (on a matched basis)
-Dealing in Investments as Agent -Advising on Investments -Arranging Deals in Investments -Managing Investments -Providing Custody -Arranging Custody -Managing a Collective Investment Scheme in respect of Exempt Funds -Dealing in Investments as Principal (on a non-matched basis) |
Dealing in Investments as Principal (on a non-matched basis), Managing Investments, Managing a СIS in respect of Exempt Funds, Providing Custody, Arranging Custody from 26 March 2024 |
|---|
| Name | Role | Status | Approval Effective date | Approval Expiration date | |
|---|---|---|---|---|---|
| Zhansaya Oryngazina | Money Laundering Reporting Officer | Active | 22-05-2024 | ||
| Nurlan Kussainov | Director | Active | 24-05-2023 | ||
| Kseniia Komar | Compliance Officer | Active | 02-03-2023 | ||
| Konstantin Glukhota | Finance Officer | Active | 13-01-2023 | ||
| OLGA TEREKHOVA | Senior Executive Officer | Active | 13-01-2023 | ||
| OLGA TEREKHOVA | Director | Active | 13-01-2023 | ||
| Assemgul Kangereyeva | Anti Money Laundering Officer | Former | 15-03-2023 | 22-05-2024 | |
| Aminat Magomedova | Compliance Officer | Former | 13-01-2023 | 02-03-2023 |