| Subject of regulation | Licence Number | Licence active since: | Licence not active since: | Status | Activities/Services | Description | Comments | Regulated Activities | AFSA-A-LA-2022-0004 | 27-01-2022 | active |
-Managing a Collective Investment Scheme in respect of Exempt Funds
-Managing Investments -Managing a Collective Investment Scheme -Providing Fund Administration -Advising on Investments -Arranging Deals in Investments |
- Shares - Debentures - Warrants - Certificates - Structured products - Futures - Contracts for Differences - Options - Rights to or interests in Investments - Units in a Collective Investment Scheme - Sukuk |
Managing a CIS in respect of Non-Exempt Funds with a scope of authorisation restricted to the specified Investments as Units in a CIS - from 25 June 2024 |
|---|
| Name | Role | Status | Approval Effective date | Approval Expiration date | |
|---|---|---|---|---|---|
| Alexandr Berdyugin | Compliance Officer | Active | 08-10-2024 | ||
| Nurlan Sarsebekov | Director | Active | 15-05-2024 | ||
| Xeniya Kibitkina | Director | Active | 15-05-2024 | ||
| Arman Zhakhin | Finance Officer | Active | 26-07-2023 | ||
| YERZHAN MUSSIN | Senior Executive Officer | Active | 27-01-2022 | ||
| YERZHAN MUSSIN | Director | Active | 27-01-2022 | ||
| Ainur Zhakenova | Compliance Officer | Former | 31-07-2024 | 08-10-2024 | |
| Dinara Shaikhutdinova | Compliance Officer | Former | 29-08-2023 | 31-07-2024 | |
| Zangar Shotbakov | Director | Former | 27-01-2022 | 15-01-2024 | |
| Gulmira Engameden | Compliance Officer | Former | 27-07-2022 | 29-08-2023 | |
| Olzhas Ukenov | Finance Officer | Former | 19-04-2022 | 26-07-2023 | |
| Gaziza Kurmanaliyeva | Compliance Officer | Former | 27-01-2022 | 27-07-2022 | |
| Zangar Shotbakov | Finance Officer | Former | 27-01-2022 | 19-04-2022 |