| Subject of regulation | Licence Number | Licence active since: | Licence not active since: | Status | Activities/Services | Description | Comments | Regulated Activities | AFSA-A-LA-2021-0037 | 02-12-2021 | active |
-Advising on Investments
-Arranging Deals in Investments |
Advising on Investments and Arranging Deals in Investments with a scope of authorization restricted to the specified Financial Products such as Shares, Certificates, Rights to or Interest in Investments, and Units in a Collective Investment Scheme from 02.12.2021; and Options for Professional Clients from 28.02.2025; Arranging Deals in Investments in relation to Digital Assets for Professional Clients from 26.08.2026. |
|---|
| Name | Role | Status | Approval Effective date | Approval Expiration date | |
|---|---|---|---|---|---|
| SANZHAR SVANBAYEV | Compliance Officer | Active | 25-05-2023 | ||
| Daniyar Nursultan | Senior Executive Officer | Active | 02-12-2021 | ||
| Daniyar Nursultan | Director | Active | 02-12-2021 | ||
| SHAMIS KHASSENOV | Director | Active | 02-12-2021 | ||
| Zhandos Suleimenov | Finance Officer | Active | 02-12-2021 | ||
| Smagul Amangaliyev | Compliance Officer | Former | 02-12-2021 | 18-04-2023 |