Subject of regulation | Licence Number | Licence active since: | Licence not active since: | Status | Activities/Services | Description | Comments | Regulated Activities | AFSA-A-LA-2021-0016 | 30-06-2021 | active |
-Dealing in Investments as Principal
-Dealing in Investments as Agent -Managing Investments -Managing a Collective Investment Scheme -Advising on Investments -Arranging Deals in Investments |
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Name | Role | Status | Approval Effective date | Approval Expiration date | |
---|---|---|---|---|---|
Nurlan Rakhimbayev | Senior Executive Officer | Active | 04-09-2023 | ||
Tatyana Mamayeva | Finance Officer | Active | 15-03-2022 | ||
Zhansaya Duisekenova | Compliance Officer | Active | 30-06-2021 | ||
Adlet Aliyev | Senior Executive Officer | Former | 19-09-2022 | 04-09-2023 | |
Stanislav Levin | Senior Executive Officer | Former | 15-03-2021 | 19-09-2022 | |
Stanislav Levin | Finance Officer | Former | 30-06-2021 | 15-03-2022 | |
Anvar Khaltayev | Senior Executive Officer | Former | 30-06-2021 | 15-03-2022 |