| Subject of regulation | Licence Number | Licence active since: | Licence not active since: | Status | Activities/Services | Description | Comments | Regulated Activities | AFSA-A-LA-2021-0005 | 02-03-2021 | active |
-Managing a Collective Investment Scheme
-Advising on Investments -Arranging Deals in Investments |
- Shares - Debentures - Warrants - Certificates - Structured products - Futures - Contracts for Differences - Options - Rights to or interests in Investments - Units in a Collective Investment Scheme |
Licence modified on 14/07/2023 by adding the following Regulated Activity: - Advising on Investments; - Arranging Deals in Investments |
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| Name | Role | Status | Approval Effective date | Approval Expiration date | |
|---|---|---|---|---|---|
| Tumar Zhaisanova | Compliance Officer | Active | 20-06-2023 | ||
| BAURZHAN SEILKHANOV | Senior Executive Officer | Active | 02-03-2021 | ||
| DAULET USSEROV | Director | Active | 02-03-2021 | ||
| Anar Murzabekova | Finance Officer | Active | 02-03-2021 | ||
| BAURZHAN SEILKHANOV | Director | Active | 02-03-2021 | ||
| Yerkebulan Toguzbayev | Director | Active | 02-03-2021 | ||
| DANIYAR KONIRKULZHAYEV | Compliance Officer | Former | 02-03-2021 | 20-06-2023 |