| Subject of regulation | Licence Number | Licence active since: | Licence not active since: | Status | Activities/Services | Description | Comments | Regulated Activities | AFSA-A-LA-2020-0002 | 21-01-2020 | active |
-Dealing in Investments as Principal
-Dealing in Investments as Agent -Advising on Investments -Arranging Deals in Investments |
Licence to conduct the following Regulated Activities withdrawn on 15.01.2021: Managing Investments; Managing a Collective Investment Scheme; Providing Fund Administration |
|---|
| Name | Role | Status | Approval Effective date | Approval Expiration date | |
|---|---|---|---|---|---|
| Kamila Ayupova | Compliance Officer | Active | 07-02-2023 | ||
| ILYA CHAKALIDI | Senior Executive Officer | Active | 23-04-2021 | ||
| Aigul Tatybayeva | Finance Officer | Active | 04-02-2021 | ||
| Zhanat Aktayeva | Compliance Officer | Former | 09-06-2021 | 07-02-2023 | |
| Ainur Abilayeva | Compliance Officer | Former | 27-08-2020 | 09-06-2021 | |
| ANUAR USHBAYEV | Senior Executive Officer | Former | 21-01-2020 | 23-04-2021 | |
| Gulnаr Batyrshayeva | Finance Officer | Former | 27-08-2020 | 04-02-2021 |