| Subject of regulation | Licence Number | Licence active since: | Licence not active since: | Status | Activities/Services | Description | Comments | Regulated Activities | AFSA-A-LA-2019-0061 | 19-12-2019 | active |
-Advising on Investments
-Arranging Deals in Investments -Managing Investments -Managing a Collective Investment Scheme in respect of Exempt Funds |
Managing Investments since 15-01-2021; Managing Investment collective scheme in respect of exempt funds since 01-06-2022 |
|---|
| Name | Role | Status | Approval Effective date | Approval Expiration date | |
|---|---|---|---|---|---|
| Tatyana Peskovaya | Compliance Officer | Active | 28-10-2021 | ||
| SERZHAN MADIYEV | Director | Active | 19-12-2019 | ||
| ADIL NURGOZHIN | Director | Active | 19-12-2019 | ||
| Anuar Seifullin | Director | Active | 19-12-2019 | ||
| SERZHAN MADIYEV | Senior Executive Officer | Active | 19-12-2019 | ||
| Mikhail Lim | Finance Officer | Active | 19-12-2019 | ||
| Ainur Mazhilova | Compliance Officer | Former | 19-12-2019 | 28-10-2021 |