| Subject of regulation | Licence Number | Licence active since: | Licence not active since: | Status | Activities/Services | Description | Comments | Regulated Activities | AFSA-A-LA-2019-0007 | 28-03-2019 | active |
-Dealing in Investments as Principal
-Dealing in Investments as Agent -Arranging Custody -Advising on Investments -Arranging Deals in Investments -Accepting Deposits -Providing Credit -Advising on a Credit Facility -Arranging a Credit Facility -Providing Money Services -Providing Custody |
|---|
| Name | Role | Status | Approval Effective date | Approval Expiration date | |
|---|---|---|---|---|---|
| Mr. Wang Xianming | Senior Executive Officer | Active | 23-12-2024 | ||
| Ruslan Bakhytzhanov | Compliance Officer | Active | 21-04-2022 | ||
| Jiang Haibin | Finance Officer | Active | 30-06-2021 | ||
| Xiong Yunguo | Risk Manager | Active | 28-03-2019 | ||
| Songhua Wang | Senior Executive Officer | Former | 28-03-2019 | 23-12-2024 | |
| Songhua Wang | Finance Officer | Former | 28-03-2019 | 17-10-2024 | |
| Ainur Zhakenova | Compliance Officer | Former | 04-09-2019 | 21-04-2022 |