Turanga Capital Ltd. |
AFSA-A-LA-2025-0010 |
active |
27-03-2025 |
Dealing in Investments as Principal;Dealing in Investments as Agent;Managing Investments;Managing a Collective Investment Scheme;Providing Custody;Advising on Investments;Arranging Deals in Investments;Arranging a Credit Facility (Regulated Activity) |
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Uly Dala Capital Ltd. |
AFSA-A-LA-2025-0009 |
active |
13-03-2025 |
Advising on Investments;Arranging Deals in Investments (Regulated Activity) |
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Wise Invest Consulting Ltd. |
AFSA-A-LA-2024-0039 |
active |
24-12-2024 |
Advising on Investments;Arranging Deals in Investments (Shares;Debentures;Warrants;Certificates;Structured products;Futures;Contracts for Differences;Options;Rights to or interests in Investments;Units in a Collective Investment Scheme) |
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Steppe Global Ltd. |
AFSA-A-LA-2024-0032 |
active |
23-10-2024 |
Dealing in Investments as Principal;Dealing in Investments as Agent;Managing Investments;Advising on Investments;Arranging Deals in Investments;Managing a Collective Investment Scheme in respect of Exempt Funds (Shares;Debentures;Structured products;Units in a Collective Investment Scheme) |
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Vitis Capital Ltd. |
AFSA-A-LA-2024-0031 |
active |
18-10-2024 |
Advising on Investments;Arranging Deals in Investments (Shares;Certificates;Structured products;Futures;Options;Rights to or interests in Investments;Units in a Collective Investment Scheme;Sukuk) |
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TG Global Ltd. |
AFSA-A-LA-2024-0029 |
active |
01-10-2024 |
Managing Investments;Advising on Investments;Managing a Collective Investment Scheme in respect of Exempt Funds (Shares;Debentures;Structured products;Units in a Collective Investment Scheme) |
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OQAM Finance Ltd. |
AFSA-A-LA-2024-0023 |
active |
13-08-2024 |
Dealing in Investments as Principal;Dealing in Investments as Agent;Managing Investments;Managing a Collective Investment Scheme;Arranging Custody;Advising on Investments;Arranging Deals in Investments (Shares;Debentures;Structured products;Futures;Contracts for Differences;Options;Rights to or interests in Investments;Units in a Collective Investment Scheme) |
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Teniz Capital Brokerage Ltd. |
AFSA-A-LA-2024-0022 |
active |
02-08-2024 |
Dealing in Investments as Agent;Managing Investments;Advising on Investments;Arranging Deals in Investments;Dealing in Investments as Principal (on a matched basis) (Shares;Debentures;Structured products;Rights to or interests in Investments;Units in a Collective Investment Scheme;Sukuk) |
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Finhub Global Ltd. |
AFSA-A-LA-2024-0017 |
active |
11-07-2024 |
Dealing in Investments as Principal;Dealing in Investments as Agent;Advising on Investments;Arranging Deals in Investments;Arranging Custody (Shares;Debentures;Warrants;Certificates;Structured products;Futures;Contracts for Differences;Options;Rights to or interests in Investments;Units in a Collective Investment Scheme) |
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Zubr Capital Limited |
AFSA-A-LA-2024-0013 |
active |
03-06-2024 |
Advising on Investments;Arranging Deals in Investments;Managing a Collective Investment Scheme in respect of Exempt Funds (Shares;Debentures;Rights to or interests in Investments;Units in a Collective Investment Scheme) |
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Upside Lab Advisors Ltd. |
AFSA-A-LA-2024-0011 |
active |
28-05-2024 |
Advising on Investments;Arranging Deals in Investments (Shares;Debentures;Certificates;Structured products;Options;Rights to or interests in Investments;Units in a Collective Investment Scheme) |
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Radiance Capital Management Limited |
AFSA-A-LA-2024-0009 |
active |
22-05-2024 |
Managing Investments;Advising on Investments;Arranging Deals in Investments;Managing a Collective Investment Scheme in respect of Exempt Funds |
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Vizier Asset Management Company Limited |
AFSA-A-LA-2024-0008 |
active |
24-04-2024 |
Advising on Investments;Arranging Deals in Investments;Managing a Collective Investment Scheme in respect of Exempt Funds |
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GESHER FINANCE Ltd. |
AFSA-A-LA-2024-0007 |
active |
18-04-2024 |
Managing Investments;Advising on Investments;Arranging Deals in Investments |
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VPE Capital Fund Management Limited |
AFSA-A-LA-2024-0002 |
active |
10-01-2024 |
Managing a Collective Investment Scheme;Advising on Investments;Arranging Deals in Investments |
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UD Capital Astana Ltd. |
AFSA-A-LA-2023-0017 |
active |
06-12-2023 |
Advising on Investments;Arranging Deals in Investments;Managing a Collective Investment Scheme in respect of Exempt Funds |
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Orda Wealth Management Ltd. |
AFSA-A-LA-2023-0016 |
active |
01-12-2023 |
Managing Investments;Advising on Investments;Arranging Deals in Investments |
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Dasco Capital Ltd. |
AFSA-A-LA-2023-0013 |
active |
21-11-2023 |
Managing a Collective Investment Scheme in respect of Exempt Funds;Advising on Investments;Arranging Deals in Investments (Shares;Debentures;Warrants;Certificates;Structured products;Futures;Contracts for Differences;Options) |
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Raison Securities Limited |
AFSA-A-LA-2023-0004 |
active |
02-03-2023 |
Dealing in Investments as Principal;Dealing in Investments as Agent;Advising on Investments;Arranging Deals in Investments |
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Neomarkets Ltd. |
AFSA-A-LA-2023-0003 |
active |
31-01-2023 |
Dealing in Investments as Principal;Dealing in Investments as Agent;Advising on Investments;Arranging Deals in Investments;Arranging Custody;Providing Money Services;Managing a Collective Investment Scheme in respect of Exempt Funds (Structured products;Futures;Contracts for Differences;Options;Credit Facility) |
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Investment Geeks Ltd. |
AFSA-A-LA-2023-0002 |
active |
25-01-2023 |
Advising on Investments;Arranging Deals in Investments;Advising on a Credit Facility |
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Abylai Global Solutions Ltd. |
AFSA-A-LA-2023-0001 |
active |
13-01-2023 |
Dealing in Investments as Principal (on a matched basis);Dealing in Investments as Agent;Advising on Investments;Arranging Deals in Investments;Managing Investments;Providing Custody;Arranging Custody;Managing a Collective Investment Scheme in respect of Exempt Funds;Dealing in Investments as Principal (on a non-matched basis) |
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REFORMATICS CAPITAL Ltd. |
AFSA-A-LA-2022-0025 |
active |
05-12-2022 |
Advising on Investments;Arranging Deals in Investments |
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Atlas Capital Limited |
AFSA-A-LA-2022-0019 |
active |
04-07-2022 |
Managing a Collective Investment Scheme;Managing Investments;Advising on Investments;Arranging Deals in Investments |
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Sturgeon Capital Kazakhstan Ltd. |
AFSA-A-LA-2022-0005 |
active |
28-01-2022 |
Advising on Investments;Arranging Deals in Investments |
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