| ASPAN Capital Limited |
AFSA-A-LA-2025-0029 |
active |
29-12-2025 |
Dealing in Investments as Principal (as a matched principal);Dealing in Investments as Agent;Managing Investments;Managing a Collective Investment Scheme;Providing Custody;Arranging Custody;Advising on Investments;Advising on a Credit Facility;Arranging Deals in Investments (Shares;Debentures;Structured products;Rights to or interests in Investments;Units in a Collective Investment Scheme;Credit Facility) |
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| Eurasia Capital Asset Management Ltd. |
AFSA-A-LA-2025-0027 |
active |
08-12-2025 |
Advising on Investments;Managing a Collective Investment Scheme in respect of Exempt Funds |
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| Better Storm Limited |
AFSA-A-LA-2025-0026 |
active |
26-11-2025 |
Advising on Investments;Arranging Deals in Investments;Advising on a Credit Facility;Arranging a Credit Facility (Shares;Debentures;Warrants;Certificates;Structured products;Rights to or interests in Investments;Credit Facility) |
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| MAQO Ltd. |
AFSA-A-LA-2025-0025 |
active |
30-10-2025 |
Dealing in Investments as Principal;Dealing in Investments as Agent;Arranging Custody;Advising on Investments;Arranging Deals in Investments (Shares;Debentures;Futures;Options;Units in a Collective Investment Scheme;Digital Asset) |
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| Asset Management Company One Ltd. |
AFSA-A-LA-2025-0024 |
active |
23-10-2025 |
Advising on Investments;Arranging Deals in Investments;Managing a Collective Investment Scheme in respect of Exempt Funds (Shares;Debentures;Warrants;Certificates;Structured products;Futures;Contracts for Differences;Options;Rights to or interests in Investments;Units in a Collective Investment Scheme) |
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| Al-Farabi Innovation Hub Ltd. |
AFSA-A-LA-2025-0023 |
active |
17-10-2025 |
Advising on Investments;Arranging Deals in Investments (Shares;Debentures;Warrants;Certificates;Structured products;Options) |
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| Carme Prime Ltd. |
AFSA-A-LA-2025-0021 |
active |
26-09-2025 |
Advising on Investments;Arranging Deals in Investments |
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| GWM Capital Ltd. |
AFSA-A-LA-2025-0015 |
active |
04-07-2025 |
Providing Fund Administration;Advising on Investments;Arranging Deals in Investments;Managing a Collective Investment Scheme in respect of Exempt Funds |
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| Valor Capital Ltd. |
AFSA-A-LA-2025-0014 |
active |
27-06-2025 |
Managing Investments;Providing Fund Administration;Advising on Investments;Arranging Deals in Investments;Managing a Collective Investment Scheme in respect of Exempt Funds (Shares;Debentures;Warrants;Certificates;Structured products;Futures;Contracts for Differences;Options;Rights to or interests in Investments;Units in a Collective Investment Scheme;Sukuk;Environmental Instrument) |
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| Turanga Capital Ltd. |
AFSA-A-LA-2025-0010 |
active |
27-03-2025 |
Dealing in Investments as Principal;Dealing in Investments as Agent;Managing Investments;Managing a Collective Investment Scheme;Providing Custody;Advising on Investments;Arranging Deals in Investments;Arranging a Credit Facility (Regulated Activity) |
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| Uly Dala Capital Ltd. |
AFSA-A-LA-2025-0009 |
active |
13-03-2025 |
Advising on Investments;Arranging Deals in Investments (Regulated Activity) |
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| Wise Invest Consulting Ltd. |
AFSA-A-LA-2024-0039 |
active |
24-12-2024 |
Advising on Investments;Arranging Deals in Investments (Shares;Debentures;Warrants;Certificates;Structured products;Futures;Contracts for Differences;Options;Rights to or interests in Investments;Units in a Collective Investment Scheme) |
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| PC Investbanq Qazaqstan Limited |
AFSA-A-LA-2024-0037 |
active |
03-12-2024 |
Dealing in Investments as Agent;Managing Investments;Arranging Custody;Advising on Investments;Arranging Deals in Investments (Shares;Debentures;Certificates;Structured products;Units in a Collective Investment Scheme;Sukuk) |
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| Steppe Global Ltd. |
AFSA-A-LA-2024-0032 |
active |
23-10-2024 |
Dealing in Investments as Principal;Dealing in Investments as Agent;Managing Investments;Advising on Investments;Arranging Deals in Investments;Managing a Collective Investment Scheme in respect of Exempt Funds (Shares;Debentures;Structured products;Units in a Collective Investment Scheme) |
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| Vitis Capital Ltd. |
AFSA-A-LA-2024-0031 |
active |
18-10-2024 |
Advising on Investments;Arranging Deals in Investments;Managing a Collective Investment Scheme in respect of Exempt Funds (Shares;Certificates;Structured products;Futures;Options;Rights to or interests in Investments;Units in a Collective Investment Scheme;Sukuk) |
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| TG Global Ltd. |
AFSA-A-LA-2024-0029 |
active |
01-10-2024 |
Managing Investments;Advising on Investments;Managing a Collective Investment Scheme in respect of Exempt Funds (Shares;Debentures;Structured products;Units in a Collective Investment Scheme) |
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| OQAM Finance Ltd. |
AFSA-A-LA-2024-0023 |
active |
13-08-2024 |
Dealing in Investments as Principal;Dealing in Investments as Agent;Managing Investments;Managing a Collective Investment Scheme;Arranging Custody;Advising on Investments;Arranging Deals in Investments (Shares;Debentures;Structured products;Futures;Contracts for Differences;Options;Rights to or interests in Investments;Units in a Collective Investment Scheme) |
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| Teniz Capital Brokerage Ltd. |
AFSA-A-LA-2024-0022 |
active |
02-08-2024 |
Dealing in Investments as Agent;Managing Investments;Advising on Investments;Arranging Deals in Investments;Dealing in Investments as Principal (on a matched basis) (Shares;Debentures;Structured products;Rights to or interests in Investments;Units in a Collective Investment Scheme;Sukuk) |
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| Finhub Global Ltd. |
AFSA-A-LA-2024-0017 |
active |
11-07-2024 |
Dealing in Investments as Principal;Dealing in Investments as Agent;Advising on Investments;Arranging Deals in Investments;Arranging Custody (Shares;Debentures;Warrants;Certificates;Structured products;Futures;Contracts for Differences;Options;Rights to or interests in Investments;Units in a Collective Investment Scheme) |
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| Zubr Capital Limited |
AFSA-A-LA-2024-0013 |
active |
03-06-2024 |
Advising on Investments;Arranging Deals in Investments;Managing a Collective Investment Scheme in respect of Exempt Funds (Shares;Debentures;Rights to or interests in Investments;Units in a Collective Investment Scheme) |
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| Upside Lab Advisors Ltd. |
AFSA-A-LA-2024-0011 |
active |
28-05-2024 |
Advising on Investments;Arranging Deals in Investments (Shares;Debentures;Certificates;Structured products;Options;Rights to or interests in Investments;Units in a Collective Investment Scheme) |
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| Radiance Capital Management Limited |
AFSA-A-LA-2024-0009 |
active |
22-05-2024 |
Managing Investments;Advising on Investments;Arranging Deals in Investments;Managing a Collective Investment Scheme in respect of Exempt Funds |
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| Vizier Asset Management Company Limited |
AFSA-A-LA-2024-0008 |
active |
24-04-2024 |
Advising on Investments;Arranging Deals in Investments;Managing a Collective Investment Scheme in respect of Exempt Funds |
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| GESHER FINANCE Ltd. |
AFSA-A-LA-2024-0007 |
active |
18-04-2024 |
Managing Investments;Advising on Investments;Arranging Deals in Investments |
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| VPE Capital Fund Management Limited |
AFSA-A-LA-2024-0002 |
active |
10-01-2024 |
Managing a Collective Investment Scheme;Advising on Investments;Arranging Deals in Investments |
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